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updated ice dynamics eqs, fixed some typos, added reference to z* article

1 % $Header: /u/gcmpack/MITgcm_contrib/articles/ceaice/ceaice.tex,v 1.12 2008/02/25 22:06:17 dimitri Exp $
2 % $Name: $
3 \documentclass[12pt]{article}
4
5 \usepackage[]{graphicx}
6 \usepackage{subfigure}
7
8 \usepackage[round,comma]{natbib}
9 \bibliographystyle{bib/agu04}
10
11 \usepackage{amsmath,amssymb}
12 \newcommand\bmmax{10} \newcommand\hmmax{10}
13 \usepackage{bm}
14
15 % math abbreviations
16 \newcommand{\vek}[1]{\ensuremath{\mathbf{#1}}}
17 \newcommand{\mat}[1]{\ensuremath{\mathbf{#1}}}
18 \newcommand{\vtau}{\bm{{\tau}}}
19
20 \newcommand{\degree}{\ensuremath{^\circ}}
21 \newcommand{\degC}{\,\ensuremath{\degree}C}
22 \newcommand{\degE}{\ensuremath{\degree}\,E}
23 \newcommand{\degS}{\ensuremath{\degree}\,S}
24 \newcommand{\degN}{\ensuremath{\degree}\,N}
25 \newcommand{\degW}{\ensuremath{\degree}\,W}
26
27 % cross reference scheme
28 \newcommand{\reffig}[1]{Figure~\ref{fig:#1}}
29 \newcommand{\reftab}[1]{Table~\ref{tab:#1}}
30 \newcommand{\refapp}[1]{Appendix~\ref{app:#1}}
31 \newcommand{\refsec}[1]{Section~\ref{sec:#1}}
32 \newcommand{\refeq}[1]{\,(\ref{eq:#1})}
33 \newcommand{\refeqs}[2]{\,(\ref{eq:#1})--(\ref{eq:#2})}
34
35 \newlength{\stdfigwidth}\setlength{\stdfigwidth}{20pc}
36 %\newlength{\stdfigwidth}\setlength{\stdfigwidth}{\columnwidth}
37 \newlength{\mediumfigwidth}\setlength{\mediumfigwidth}{39pc}
38 %\newlength{\widefigwidth}\setlength{\widefigwidth}{39pc}
39 \newlength{\widefigwidth}\setlength{\widefigwidth}{\textwidth}
40 \newcommand{\fpath}{figs}
41
42 % commenting scheme
43 \newcommand{\ml}[1]{\textsf{\slshape #1}}
44
45 \title{A Dynamic-Thermodynamic Sea ice Model for Ocean Climate
46 Estimation on an Arakawa C-Grid}
47
48 \author{Martin Losch, Dimitris Menemenlis, Patrick Heimbach, \\
49 Jean-Michel Campin, and Chris Hill}
50 \begin{document}
51
52 \maketitle
53
54 \begin{abstract}
55
56 As part of ongoing efforts to obtain a best possible synthesis of most
57 available, global-scale, ocean and sea ice data, a dynamic and thermodynamic
58 sea-ice model has been coupled to the Massachusetts Institute of Technology
59 general circulation model (MITgcm). Ice mechanics follow a viscous plastic
60 rheology and the ice momentum equations are solved numerically using either
61 line successive relaxation (LSR) or elastic-viscous-plastic (EVP) dynamic
62 models. Ice thermodynamics are represented using either a zero-heat-capacity
63 formulation or a two-layer formulation that conserves enthalpy. The model
64 includes prognostic variables for snow and for sea-ice salinity. The above
65 sea ice model components were borrowed from current-generation climate models
66 but they were reformulated on an Arakawa C-grid in order to match the MITgcm
67 oceanic grid and they were modified in many ways to permit efficient and
68 accurate automatic differentiation. This paper describes the MITgcm sea ice
69 model; it presents example Arctic and Antarctic results from a realistic,
70 eddy-permitting, global ocean and sea-ice configuration; it compares B-grid
71 and C-grid dynamic solvers in a regional Arctic configuration; and it presents
72 example results from coupled ocean and sea-ice adjoint-model integrations.
73
74 \end{abstract}
75
76 \section{Introduction}
77 \label{sec:intro}
78
79 Traditionally, probably for historical reasons and the ease of
80 treating the Coriolis term, most standard sea-ice models are
81 discretized on Arakawa-B-grids \citep[e.g.,][]{hibler79, harder99,
82 kreyscher00, zhang98, hunke97}. From the perspective of coupling a
83 sea ice-model to a C-grid ocean model, the exchange of fluxes of heat
84 and fresh-water pose no difficulty for a B-grid sea-ice model
85 \citep[e.g.,][]{timmermann02a}. However, surface stress is defined at
86 velocities points and thus needs to be interpolated between a B-grid
87 sea-ice model and a C-grid ocean model. While the smoothing implicitly
88 associated with this interpolation may mask grid scale noise, it may
89 in two-way coupling lead to a computational mode as will be shown. By
90 choosing a C-grid for the sea-ice model, we circumvent this difficulty
91 altogether and render the stress coupling as consistent as the
92 buoyancy coupling.
93
94 A further advantage of the C-grid formulation is apparent in narrow
95 straits. In the limit of only one grid cell between coasts there is no
96 flux allowed for a B-grid (with no-slip lateral boundary counditions),
97 whereas the C-grid formulation allows a flux of sea-ice through this
98 passage for all types of lateral boundary conditions. We (will)
99 demonstrate this effect in the Candian archipelago.
100
101 \section{Model}
102 \label{sec:model}
103
104 \subsection{Dynamics}
105 \label{sec:dynamics}
106
107 The momentum equation of the sea-ice model is
108 \begin{equation}
109 \label{eq:momseaice}
110 m \frac{D\vek{u}}{Dt} = -mf\vek{k}\times\vek{u} + \vtau_{air} +
111 \vtau_{ocean} - mg \nabla{\phi(0)} + \vek{F},
112 \end{equation}
113 where $m=m_{i}+m_{s}$ is the ice and snow mass per unit area;
114 $\vek{u}=u\vek{i}+v\vek{j}$ is the ice velocity vector;
115 $\vek{i}$, $\vek{j}$, and $\vek{k}$ are unit vectors in the $x$, $y$, and $z$
116 directions, respectively;
117 $f$ is the Coriolis parameter;
118 $\vtau_{air}$ and $\vtau_{ocean}$ are the wind-ice and ocean-ice stresses,
119 respectively;
120 $g$ is the gravity accelation;
121 $\nabla\phi(0)$ is the gradient (or tilt) of the sea surface height;
122 $\phi(0)$ is the sea surface height potential in response to ocean dynamics
123 and to atmospheric pressure loading;
124 and $\vek{F}=\nabla\cdot\sigma$ is the divergence of the internal ice stress
125 tensor $\sigma_{ij}$.
126 When using the rescaled vertical coordinate system, z$^\ast$, of
127 \citet{cam08}, $\phi(0)$ also includes a term due to snow and ice loading, $mg$.
128 Advection of sea-ice momentum is neglected. The wind and ice-ocean stress
129 terms are given by
130 \begin{align*}
131 \vtau_{air} = & \rho_{air} C_{air} |\vek{U}_{air} -\vek{u}|
132 R_{air} (\vek{U}_{air} -\vek{u}), \\
133 \vtau_{ocean} = & \rho_{ocean}C_{ocean} |\vek{U}_{ocean}-\vek{u}|
134 R_{ocean}(\vek{U}_{ocean}-\vek{u}), \\
135 \end{align*}
136 where $\vek{U}_{air/ocean}$ are the surface winds of the atmosphere
137 and surface currents of the ocean, respectively; $C_{air/ocean}$ are
138 air and ocean drag coefficients; $\rho_{air/ocean}$ are reference
139 densities; and $R_{air/ocean}$ are rotation matrices that act on the
140 wind/current vectors.
141
142 For an isotropic system this stress tensor can be related to the ice
143 strain rate and strength by a nonlinear viscous-plastic (VP)
144 constitutive law \citep{hibler79, zhang98}:
145 \begin{equation}
146 \label{eq:vpequation}
147 \sigma_{ij}=2\eta(\dot{\epsilon}_{ij},P)\dot{\epsilon}_{ij}
148 + \left[\zeta(\dot{\epsilon}_{ij},P) -
149 \eta(\dot{\epsilon}_{ij},P)\right]\dot{\epsilon}_{kk}\delta_{ij}
150 - \frac{P}{2}\delta_{ij}.
151 \end{equation}
152 The ice strain rate is given by
153 \begin{equation*}
154 \dot{\epsilon}_{ij} = \frac{1}{2}\left(
155 \frac{\partial{u_{i}}}{\partial{x_{j}}} +
156 \frac{\partial{u_{j}}}{\partial{x_{i}}}\right).
157 \end{equation*}
158 The maximum ice pressure $P_{\max}$, a measure of ice strength, depends on
159 both thickness $h$ and compactness (concentration) $c$:
160 \begin{equation}
161 P_{\max} = P^{*}c\,h\,e^{[C^{*}\cdot(1-c)]},
162 \label{eq:icestrength}
163 \end{equation}
164 with the constants $P^{*}$ and $C^{*}$. The nonlinear bulk and shear
165 viscosities $\eta$ and $\zeta$ are functions of ice strain rate
166 invariants and ice strength such that the principal components of the
167 stress lie on an elliptical yield curve with the ratio of major to
168 minor axis $e$ equal to $2$; they are given by:
169 \begin{align*}
170 \zeta =& \min\left(\frac{P_{\max}}{2\max(\Delta,\Delta_{\min})},
171 \zeta_{\max}\right) \\
172 \eta =& \frac{\zeta}{e^2} \\
173 \intertext{with the abbreviation}
174 \Delta = & \left[
175 \left(\dot{\epsilon}_{11}^2+\dot{\epsilon}_{22}^2\right)
176 (1+e^{-2}) + 4e^{-2}\dot{\epsilon}_{12}^2 +
177 2\dot{\epsilon}_{11}\dot{\epsilon}_{22} (1-e^{-2})
178 \right]^{-\frac{1}{2}}
179 \end{align*}
180 The bulk viscosities are bounded above by imposing both a minimum
181 $\Delta_{\min}=10^{-11}\text{\,s}^{-1}$ (for numerical reasons) and a
182 maximum $\zeta_{\max} = P_{\max}/\Delta^*$, where
183 $\Delta^*=(5\times10^{12}/2\times10^4)\text{\,s}^{-1}$. For stress
184 tensor computation the replacement pressure $P = 2\,\Delta\zeta$
185 \citep{hibler95} is used so that the stress state always lies on the
186 elliptic yield curve by definition.
187
188 In the so-called truncated ellipse method the shear viscosity $\eta$
189 is capped to suppress any tensile stress \citep{hibler97, geiger98}:
190 \begin{equation}
191 \label{eq:etatem}
192 \eta = \min(\frac{\zeta}{e^2}
193 \frac{\frac{P}{2}-\zeta(\dot{\epsilon}_{11}+\dot{\epsilon}_{22})}
194 {\sqrt{(\dot{\epsilon}_{11}+\dot{\epsilon}_{22})^2
195 +4\dot{\epsilon}_{12}^2}}
196 \end{equation}
197
198 In the current implementation, the VP-model is integrated with the
199 semi-implicit line successive over relaxation (LSOR)-solver of
200 \citet{zhang98}, which allows for long time steps that, in our case,
201 is limited by the explicit treatment of the Coriolis term. The
202 explicit treatment of the Coriolis term does not represent a severe
203 limitation because it restricts the time step to approximately the
204 same length as in the ocean model where the Coriolis term is also
205 treated explicitly.
206
207 \citet{hunke97}'s introduced an elastic contribution to the strain
208 rate elastic-viscous-plastic in order to regularize
209 Eq.\refeq{vpequation} in such a way that the resulting
210 elastic-viscous-plastic (EVP) and VP models are identical at steady
211 state,
212 \begin{equation}
213 \label{eq:evpequation}
214 \frac{1}{E}\frac{\partial\sigma_{ij}}{\partial{t}} +
215 \frac{1}{2\eta}\sigma_{ij}
216 + \frac{\eta - \zeta}{4\zeta\eta}\sigma_{kk}\delta_{ij}
217 + \frac{P}{4\zeta}\delta_{ij}
218 = \dot{\epsilon}_{ij}.
219 \end{equation}
220 %In the EVP model, equations for the components of the stress tensor
221 %$\sigma_{ij}$ are solved explicitly. Both model formulations will be
222 %used and compared the present sea-ice model study.
223 The EVP-model uses an explicit time stepping scheme with a short
224 timestep. According to the recommendation of \citet{hunke97}, the
225 EVP-model is stepped forward in time 120 times within the physical
226 ocean model time step (although this parameter is under debate), to
227 allow for elastic waves to disappear. Because the scheme does not
228 require a matrix inversion it is fast in spite of the small timestep
229 \citep{hunke97}. For completeness, we repeat the equations for the
230 components of the stress tensor $\sigma_{1} =
231 \sigma_{11}+\sigma_{22}$, $\sigma_{2}= \sigma_{11}-\sigma_{22}$, and
232 $\sigma_{12}$. Introducing the divergence $D_D =
233 \dot{\epsilon}_{11}+\dot{\epsilon}_{22}$, and the horizontal tension
234 and shearing strain rates, $D_T =
235 \dot{\epsilon}_{11}-\dot{\epsilon}_{22}$ and $D_S =
236 2\dot{\epsilon}_{12}$, respectively, and using the above abbreviations,
237 the equations can be written as:
238 \begin{align}
239 \label{eq:evpstresstensor1}
240 \frac{\partial\sigma_{1}}{\partial{t}} + \frac{\sigma_{1}}{2T} +
241 \frac{P}{2T} &= \frac{P}{2T\Delta} D_D \\
242 \label{eq:evpstresstensor2}
243 \frac{\partial\sigma_{2}}{\partial{t}} + \frac{\sigma_{2} e^{2}}{2T}
244 &= \frac{P}{2T\Delta} D_T \\
245 \label{eq:evpstresstensor12}
246 \frac{\partial\sigma_{12}}{\partial{t}} + \frac{\sigma_{12} e^{2}}{2T}
247 &= \frac{P}{4T\Delta} D_S
248 \end{align}
249 Here, the elastic parameter $E$ is redefined in terms of a damping timescale
250 $T$ for elastic waves \[E=\frac{\zeta}{T}.\]
251 $T=E_{0}\Delta{t}$ with the tunable parameter $E_0<1$ and
252 the external (long) timestep $\Delta{t}$. \citet{hunke97} recommend
253 $E_{0} = \frac{1}{3}$.
254
255 For details of the spatial discretization, the reader is referred to
256 \citet{zhang98, zhang03}. Our discretization differs only (but
257 importantly) in the underlying grid, namely the Arakawa C-grid, but is
258 otherwise straightforward. The EVP model in particular is discretized
259 naturally on the C-grid with $\sigma_{1}$ and $\sigma_{2}$ on the
260 center points and $\sigma_{12}$ on the corner (or vorticity) points of
261 the grid. With this choice all derivatives are discretized as central
262 differences and averaging is only involved in computing $\Delta$ and
263 $P$ at vorticity points.
264
265 For a general curvilinear grid, one needs in principle to take metric
266 terms into account that arise in the transformation of a curvilinear grid
267 on the sphere. For now, however, we can neglect these metric terms
268 because they are very small on the cubed sphere grids used in this
269 paper; in particular, only near the edges of the cubed sphere grid, we
270 expect them to be non-zero, but these edges are at approximately
271 35\degS\ or 35\degN\ which are never covered by sea-ice in our
272 simulations. Everywhere else the coordinate system is locally nearly
273 cartesian. However, for last-glacial-maximum or snowball-earth-like
274 simulations the question of metric terms needs to be reconsidered.
275 Either, one includes these terms as in \citet{zhang03}, or one finds a
276 vector-invariant formulation for the sea-ice internal stress term that
277 does not require any metric terms, as it is done in the ocean dynamics
278 of the MITgcm \citep{adcroft04:_cubed_sphere}.
279
280 Moving sea ice exerts a stress on the ocean which is the opposite of
281 the stress $\vtau_{ocean}$ in Eq.\refeq{momseaice}. This stess is
282 applied directly to the surface layer of the ocean model. An
283 alternative ocean stress formulation is given by \citet{hibler87}.
284 Rather than applying $\vtau_{ocean}$ directly, the stress is derived
285 from integrating over the ice thickness to the bottom of the oceanic
286 surface layer. In the resulting equation for the \emph{combined}
287 ocean-ice momentum, the interfacial stress cancels and the total
288 stress appears as the sum of windstress and divergence of internal ice
289 stresses: $\delta(z) (\vtau_{air} + \vek{F})/\rho_0$, \citep[see also
290 Eq.\,2 of][]{hibler87}. The disadvantage of this formulation is that
291 now the velocity in the surface layer of the ocean that is used to
292 advect tracers, is really an average over the ocean surface
293 velocity and the ice velocity leading to an inconsistency as the ice
294 temperature and salinity are different from the oceanic variables.
295
296 Sea ice distributions are characterized by sharp gradients and edges.
297 For this reason, we employ a positive 3rd-order advection scheme
298 \citep{hundsdorfer94} for the thermodynamic variables discussed in the
299 next section.
300
301 \subparagraph{boundary conditions: no-slip, free-slip, half-slip}
302
303 \begin{itemize}
304 \item transition from existing B-Grid to C-Grid
305 \item boundary conditions: no-slip, free-slip, half-slip
306 \item fancy (multi dimensional) advection schemes
307 \item VP vs.\ EVP \citep{hunke97}
308 \item ocean stress formulation \citep{hibler87}
309 \end{itemize}
310
311 \subsection{Thermodynamics}
312 \label{sec:thermodynamics}
313
314 In the original formulation the sea ice model \citep{menemenlis05}
315 uses simple thermodynamics following the appendix of
316 \citet{semtner76}. This formulation does not allow storage of heat
317 (heat capacity of ice is zero, and this type of model is often refered
318 to as a ``zero-layer'' model). Upward heat flux is parameterized
319 assuming a linear temperature profile and together with a constant ice
320 conductivity. It is expressed as $(K/h)(T_{w}-T_{0})$, where $K$ is
321 the ice conductivity, $h$ the ice thickness, and $T_{w}-T_{0}$ the
322 difference between water and ice surface temperatures. The surface
323 heat budget is computed in a similar way to that of
324 \citet{parkinson79} and \citet{manabe79}.
325
326 There is considerable doubt about the reliability of such a simple
327 thermodynamic model---\citet{semtner84} found significant errors in
328 phase (one month lead) and amplitude ($\approx$50\%\,overestimate) in
329 such models---, so that today many sea ice models employ more complex
330 thermodynamics. A popular thermodynamics model of \citet{winton00} is
331 based on the 3-layer model of \citet{semtner76} and treats brine
332 content by means of enthalphy conservation. This model requires in
333 addition to ice-thickness and compactness (fractional area) additional
334 state variables to be advected by ice velocities, namely enthalphy of
335 the two ice layers and the thickness of the overlying snow layer.
336
337
338 \subsection{C-grid}
339 \begin{itemize}
340 \item no-slip vs. free-slip for both lsr and evp;
341 "diagnostics" to look at and use for comparison
342 \begin{itemize}
343 \item ice transport through Fram Strait/Denmark Strait/Davis
344 Strait/Bering strait (these are general)
345 \item ice transport through narrow passages, e.g.\ Nares-Strait
346 \end{itemize}
347 \item compare different advection schemes (if lsr turns out to be more
348 effective, then with lsr otherwise I prefer evp), eg.
349 \begin{itemize}
350 \item default 2nd-order with diff1=0.002
351 \item 1st-order upwind with diff1=0.
352 \item DST3FL (SEAICEadvScheme=33 with diff1=0., should work, works for me)
353 \item 2nd-order wit flux limiter (SEAICEadvScheme=77 with diff1=0.)
354 \end{itemize}
355 That should be enough. Here, total ice mass and location of ice edge
356 is interesting. However, this comparison can be done in an idealized
357 domain, may not require full Arctic Domain?
358 \item
359 Do a little study on the parameters of LSR and EVP
360 \begin{enumerate}
361 \item convergence of LSR, how many iterations do you need to get a
362 true elliptic yield curve
363 \item vary deltaTevp and the relaxation parameter for EVP and see when
364 the EVP solution breaks down (relative to the forcing time scale).
365 For this, it is essential that the evp solver gives use "stripeless"
366 solutions, that is your dtevp = 1sec solutions/or 10sec solutions
367 with SEAICE\_evpDampC = 615.
368 \end{enumerate}
369 \end{itemize}
370
371 \section{Forward sensitivity experiments}
372 \label{sec:forward}
373
374 A second series of forward sensitivity experiments have been carried out on an
375 Arctic Ocean domain with open boundaries. Once again the objective is to
376 compare the old B-grid LSR dynamic solver with the new C-grid LSR and EVP
377 solvers. One additional experiment is carried out to illustrate the
378 differences between the two main options for sea ice thermodynamics in the MITgcm.
379
380 \subsection{Arctic Domain with Open Boundaries}
381 \label{sec:arctic}
382
383 The Arctic domain of integration is illustrated in Fig.~\ref{fig:arctic1}. It
384 is carved out from, and obtains open boundary conditions from, the
385 global cubed-sphere configuration of the Estimating the Circulation
386 and Climate of the Ocean, Phase II (ECCO2) project
387 \citet{menemenlis05}. The domain size is 420 by 384 grid boxes
388 horizontally with mean horizontal grid spacing of 18 km.
389
390 \begin{figure}
391 %\centerline{{\includegraphics*[width=0.44\linewidth]{\fpath/arctic1.eps}}}
392 \caption{Bathymetry of Arctic Domain.\label{fig:arctic1}}
393 \end{figure}
394
395 There are 50 vertical levels ranging in thickness from 10 m near the surface
396 to approximately 450 m at a maximum model depth of 6150 m. Bathymetry is from
397 the National Geophysical Data Center (NGDC) 2-minute gridded global relief
398 data (ETOPO2) and the model employs the partial-cell formulation of
399 \citet{adcroft97:_shaved_cells}, which permits accurate representation of the bathymetry. The
400 model is integrated in a volume-conserving configuration using a finite volume
401 discretization with C-grid staggering of the prognostic variables. In the
402 ocean, the non-linear equation of state of \citet{jackett95}. The ocean model is
403 coupled to a sea-ice model described hereinabove.
404
405 This particular ECCO2 simulation is initialized from rest using the
406 January temperature and salinity distribution from the World Ocean
407 Atlas 2001 (WOA01) [Conkright et al., 2002] and it is integrated for
408 32 years prior to the 1996--2001 period discussed in the study. Surface
409 boundary conditions are from the National Centers for Environmental
410 Prediction and the National Center for Atmospheric Research
411 (NCEP/NCAR) atmospheric reanalysis [Kistler et al., 2001]. Six-hourly
412 surface winds, temperature, humidity, downward short- and long-wave
413 radiations, and precipitation are converted to heat, freshwater, and
414 wind stress fluxes using the \citet{large81, large82} bulk formulae.
415 Shortwave radiation decays exponentially as per Paulson and Simpson
416 [1977]. Additionally the time-mean river run-off from Large and Nurser
417 [2001] is applied and there is a relaxation to the monthly-mean
418 climatological sea surface salinity values from WOA01 with a
419 relaxation time scale of 3 months. Vertical mixing follows
420 \citet{large94} with background vertical diffusivity of
421 $1.5\times10^{-5}\text{\,m$^{2}$\,s$^{-1}$}$ and viscosity of
422 $10^{-3}\text{\,m$^{2}$\,s$^{-1}$}$. A third order, direct-space-time
423 advection scheme with flux limiter is employed \citep{hundsdorfer94}
424 and there is no explicit horizontal diffusivity. Horizontal viscosity
425 follows \citet{lei96} but
426 modified to sense the divergent flow as per Fox-Kemper and Menemenlis
427 [in press]. Shortwave radiation decays exponentially as per Paulson
428 and Simpson [1977]. Additionally, the time-mean runoff of Large and
429 Nurser [2001] is applied near the coastline and, where there is open
430 water, there is a relaxation to monthly-mean WOA01 sea surface
431 salinity with a time constant of 45 days.
432
433 Open water, dry
434 ice, wet ice, dry snow, and wet snow albedo are, respectively, 0.15, 0.85,
435 0.76, 0.94, and 0.8.
436
437 \begin{itemize}
438 \item Configuration
439 \item OBCS from cube
440 \item forcing
441 \item 1/2 and full resolution
442 \item with a few JFM figs from C-grid LSR no slip
443 ice transport through Canadian Archipelago
444 thickness distribution
445 ice velocity and transport
446 \end{itemize}
447
448 \begin{itemize}
449 \item Arctic configuration
450 \item ice transport through straits and near boundaries
451 \item focus on narrow straits in the Canadian Archipelago
452 \end{itemize}
453
454 \begin{itemize}
455 \item B-grid LSR no-slip
456 \item C-grid LSR no-slip
457 \item C-grid LSR slip
458 \item C-grid EVP no-slip
459 \item C-grid EVP slip
460 \item C-grid LSR + TEM (truncated ellipse method, no tensile stress, new flag)
461 \item C-grid LSR no-slip + Winton
462 \item speed-performance-accuracy (small)
463 ice transport through Canadian Archipelago differences
464 thickness distribution differences
465 ice velocity and transport differences
466 \end{itemize}
467
468 We anticipate small differences between the different models due to:
469 \begin{itemize}
470 \item advection schemes: along the ice-edge and regions with large
471 gradients
472 \item C-grid: less transport through narrow straits for no slip
473 conditons, more for free slip
474 \item VP vs.\ EVP: speed performance, accuracy?
475 \item ocean stress: different water mass properties beneath the ice
476 \end{itemize}
477
478 \section{Adjoint sensiivities of the MITsim}
479
480 \subsection{The adjoint of MITsim}
481
482 The ability to generate tangent linear and adjoint model components
483 of the MITsim has been a main design task.
484 For the ocean the adjoint capability has proven to be an
485 invaluable tool for sensitivity analysis as well as state estimation.
486 In short, the adjoint enables very efficient computation of the gradient
487 of scalar-valued model diagnostics (called cost function or objective function)
488 with respect to many model "variables".
489 These variables can be two- or three-dimensional fields of initial
490 conditions, model parameters such as mixing coefficients, or
491 time-varying surface or lateral (open) boundary conditions.
492 When combined, these variables span a potentially high-dimensional
493 (e.g. O(10$^8$)) so-called control space. Performing parameter perturbations
494 to assess model sensitivities quickly becomes prohibitive at these scales.
495 Alternatively, (time-varying) sensitivities of the objective function
496 to any element of the control space can be computed very efficiently in
497 one single adjoint
498 model integration, provided an efficient adjoint model is available.
499
500 [REFERENCES]
501
502
503 The adjoint operator (ADM) is the transpose of the tangent linear operator (TLM)
504 of the full (in general nonlinear) forward model, i.e. the MITsim.
505 The TLM maps perturbations of elements of the control space
506 (e.g. initial ice thickness distribution)
507 via the model Jacobian
508 to a perturbation in the objective function
509 (e.g. sea-ice export at the end of the integration interval).
510 \textit{Tangent} linearity ensures that the derivatives are evaluated
511 with respect to the underlying model trajectory at each point in time.
512 This is crucial for nonlinear trajectories and the presence of different
513 regimes (e.g. effect of the seaice growth term at or away from the
514 freezing point of the ocean surface).
515 Ensuring tangent linearity can be easily achieved by integrating
516 the full model in sync with the TLM to provide the underlying model state.
517 Ensuring \textit{tangent} adjoints is equally crucial, but much more
518 difficult to achieve because of the reverse nature of the integration:
519 the adjoint accumulates sensitivities backward in time,
520 starting from a unit perturbation of the objective function.
521 The adjoint model requires the model state in reverse order.
522 This presents one of the major complications in deriving an
523 exact, i.e. \textit{tangent} adjoint model.
524
525 Following closely the development and maintenance of TLM and ADM
526 components of the MITgcm we have relied heavily on the
527 autmomatic differentiation (AD) tool
528 "Transformation of Algorithms in Fortran" (TAF)
529 developed by Fastopt (Giering and Kaminski, 1998)
530 to derive TLM and ADM code of the MITsim.
531 Briefly, the nonlinear parent model is fed to the AD tool which produces
532 derivative code for the specified control space and objective function.
533 Following this approach has (apart from its evident success)
534 several advantages:
535 (1) the adjoint model is the exact adjoint operator of the parent model,
536 (2) the adjoint model can be kept up to date with respect to ongoing
537 development of the parent model, and adjustments to the parent model
538 to extend the automatically generated adjoint are incremental changes
539 only, rather than extensive re-developments,
540 (3) the parallel structure of the parent model is preserved
541 by the adjoint model, ensuring efficient use in high performance
542 computing environments.
543
544 Some initial code adjustments are required to support dependency analysis
545 of the flow reversal and certain language limitations which may lead
546 to irreducible flow graphs (e.g. GOTO statements).
547 The problem of providing the required model state in reverse order
548 at the time of evaluating nonlinear or conditional
549 derivatives is solved via balancing
550 storing vs. recomputation of the model state in a multi-level
551 checkpointing loop.
552 Again, an initial code adjustment is required to support TAFs
553 checkpointing capability.
554 The code adjustments are sufficiently simple so as not to cause
555 major limitations to the full nonlinear parent model.
556 Once in place, an adjoint model of a new model configuration
557 may be derived in about 10 minutes.
558
559 [HIGHLIGHT COUPLED NATURE OF THE ADJOINT!]
560
561 \subsection{Special considerations}
562
563 * growth term(?)
564
565 * small active denominators
566
567 * dynamic solver (implicit function theorem)
568
569 * approximate adjoints
570
571
572 \subsection{An example: sensitivities of sea-ice export through Fram Strait}
573
574 We demonstrate the power of the adjoint method
575 in the context of investigating sea-ice export sensitivities through Fram Strait
576 (for details of this study see Heimbach et al., 2007).
577 %\citep[for details of this study see][]{heimbach07}. %Heimbach et al., 2007).
578 The domain chosen is a coarsened version of the Arctic face of the
579 high-resolution cubed-sphere configuration of the ECCO2 project
580 \citep[see][]{menemenlis05}. It covers the entire Arctic,
581 extends into the North Pacific such as to cover the entire
582 ice-covered regions, and comprises parts of the North Atlantic
583 down to XXN to enable analysis of remote influences of the
584 North Atlantic current to sea-ice variability and export.
585 The horizontal resolution varies between XX and YY km
586 with 50 unevenly spaced vertical levels.
587 The adjoint models run efficiently on 80 processors
588 (benchmarks have been performed both on an SGI Altix as well as an
589 IBM SP5 at NASA/ARC).
590
591 Following a 1-year spinup, the model has been integrated for four
592 years between 1992 and 1995. It is forced using realistic 6-hourly
593 NCEP/NCAR atmospheric state variables. Over the open ocean these are
594 converted into air-sea fluxes via the bulk formulae of
595 \citet{large04}. Derivation of air-sea fluxes in the presence of
596 sea-ice is handled by the ice model as described in \refsec{model}.
597 The objective function chosen is sea-ice export through Fram Strait
598 computed for December 1995. The adjoint model computes sensitivities
599 to sea-ice export back in time from 1995 to 1992 along this
600 trajectory. In principle all adjoint model variable (i.e., Lagrange
601 multipliers) of the coupled ocean/sea-ice model are available to
602 analyze the transient sensitivity behaviour of the ocean and sea-ice
603 state. Over the open ocean, the adjoint of the bulk formula scheme
604 computes sensitivities to the time-varying atmospheric state. Over
605 ice-covered parts, the sea-ice adjoint converts surface ocean
606 sensitivities to atmospheric sensitivities.
607
608 \reffig{4yradjheff}(a--d) depict sensitivities of sea-ice export
609 through Fram Strait in December 1995 to changes in sea-ice thickness
610 12, 24, 36, 48 months back in time. Corresponding sensitivities to
611 ocean surface temperature are depicted in
612 \reffig{4yradjthetalev1}(a--d). The main characteristics is
613 consistency with expected advection of sea-ice over the relevant time
614 scales considered. The general positive pattern means that an
615 increase in sea-ice thickness at location $(x,y)$ and time $t$ will
616 increase sea-ice export through Fram Strait at time $T_e$. Largest
617 distances from Fram Strait indicate fastest sea-ice advection over the
618 time span considered. The ice thickness sensitivities are in close
619 correspondence to ocean surface sentivitites, but of opposite sign.
620 An increase in temperature will incur ice melting, decrease in ice
621 thickness, and therefore decrease in sea-ice export at time $T_e$.
622
623 The picture is fundamentally different and much more complex
624 for sensitivities to ocean temperatures away from the surface.
625 \reffig{4yradjthetalev10??}(a--d) depicts ice export sensitivities to
626 temperatures at roughly 400 m depth.
627 Primary features are the effect of the heat transport of the North
628 Atlantic current which feeds into the West Spitsbergen current,
629 the circulation around Svalbard, and ...
630
631 \begin{figure}[t!]
632 \centerline{
633 \subfigure[{\footnotesize -12 months}]
634 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJheff_arc_lev1_tim072_cmax2.0E+02.eps}}
635 %\includegraphics*[width=.3\textwidth]{H_c.bin_res_100_lev1.pdf}
636 %
637 \subfigure[{\footnotesize -24 months}]
638 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJheff_arc_lev1_tim145_cmax2.0E+02.eps}}
639 }
640
641 \centerline{
642 \subfigure[{\footnotesize
643 -36 months}]
644 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJheff_arc_lev1_tim218_cmax2.0E+02.eps}}
645 %
646 \subfigure[{\footnotesize
647 -48 months}]
648 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJheff_arc_lev1_tim292_cmax2.0E+02.eps}}
649 }
650 \caption{Sensitivity of sea-ice export through Fram Strait in December 2005 to
651 sea-ice thickness at various prior times.
652 \label{fig:4yradjheff}}
653 \end{figure}
654
655
656 \begin{figure}[t!]
657 \centerline{
658 \subfigure[{\footnotesize -12 months}]
659 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJtheta_arc_lev1_tim072_cmax5.0E+01.eps}}
660 %\includegraphics*[width=.3\textwidth]{H_c.bin_res_100_lev1.pdf}
661 %
662 \subfigure[{\footnotesize -24 months}]
663 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJtheta_arc_lev1_tim145_cmax5.0E+01.eps}}
664 }
665
666 \centerline{
667 \subfigure[{\footnotesize
668 -36 months}]
669 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJtheta_arc_lev1_tim218_cmax5.0E+01.eps}}
670 %
671 \subfigure[{\footnotesize
672 -48 months}]
673 {\includegraphics*[width=0.44\linewidth]{\fpath/run_4yr_ADJtheta_arc_lev1_tim292_cmax5.0E+01.eps}}
674 }
675 \caption{Same as \reffig{4yradjheff} but for sea surface temperature
676 \label{fig:4yradjthetalev1}}
677 \end{figure}
678
679
680
681 \section{Discussion and conclusion}
682 \label{sec:concl}
683
684 The story of the paper could be:
685 B-grid ice model + C-grid ocean model does not work properly for us,
686 therefore C-grid ice model with advantages:
687 \begin{enumerate}
688 \item stress coupling simpler (no interpolation required)
689 \item different boundary conditions
690 \item advection schemes carry over trivially from main code
691 \end{enumerate}
692 LSR/EVP solutions are similar with appropriate bcs, evp parameters as
693 a function of forcing time scale (when does VP solution break
694 down). Same for LSR solver, provided that it works (o:
695 Which scheme is more efficient for the resolution/time stepping
696 parameters that we use here. What about other resolutions?
697
698 \paragraph{Acknowledgements}
699 We thank Jinlun Zhang for providing the original B-grid code and many
700 helpful discussions. ML thanks Elizabeth Hunke for multiple explanations.
701
702 \bibliography{bib/journal_abrvs,bib/seaice,bib/genocean,bib/maths,bib/mitgcmuv,bib/fram}
703
704 \end{document}
705
706 %%% Local Variables:
707 %%% mode: latex
708 %%% TeX-master: t
709 %%% End:
710
711
712 A Dynamic-Thermodynamic Sea ice Model for Ocean Climate
713 Estimation on an Arakawa C-Grid
714
715 Introduction
716
717 Ice Model:
718 Dynamics formulation.
719 B-C, LSR, EVP, no-slip, slip
720 parallellization
721 Thermodynamics formulation.
722 0-layer Hibler salinity + snow
723 3-layer Winton
724
725 Idealized tests
726 Funnel Experiments
727 Downstream Island tests
728 B-grid LSR no-slip
729 C-grid LSR no-slip
730 C-grid LSR slip
731 C-grid EVP no-slip
732 C-grid EVP slip
733
734 Arctic Setup
735 Configuration
736 OBCS from cube
737 forcing
738 1/2 and full resolution
739 with a few JFM figs from C-grid LSR no slip
740 ice transport through Canadian Archipelago
741 thickness distribution
742 ice velocity and transport
743
744 Arctic forward sensitivity experiments
745 B-grid LSR no-slip
746 C-grid LSR no-slip
747 C-grid LSR slip
748 C-grid EVP no-slip
749 C-grid EVP slip
750 C-grid LSR no-slip + Winton
751 speed-performance-accuracy (small)
752 ice transport through Canadian Archipelago differences
753 thickness distribution differences
754 ice velocity and transport differences
755
756 Adjoint sensitivity experiment on 1/2-res setup
757 Sensitivity of sea ice volume flow through Fram Strait
758 *** Sensitivity of sea ice volume flow through Canadian Archipelago
759
760 Summary and conluding remarks

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